Full text of COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.'s X-17A-5 filed 2024-02-23 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### STATEMENT OF FINANCIAL CONDITION Columbia Management Investment Distributors, Inc. SEC File Number: 8-25845 December 31 , 2023 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | __<br>__<br>1_/1_/_2_0_2_3 | AND ENDING _ | 1_2_/_3_1_/2_0_2_3_ | | | | |---------------------------------|----------------------------|--------------|---------------------|--|--|--| | | MM/DD/VY | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Columbia Management Investment Distributors, Inc. TYPE OF REGISTRANT (check all applicable boxes): C!J Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-25845 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 225 Franklin Street | MA<br>(State)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | | 02110-2804<br>(Zip Code) | |---------------------------------------------------------------|---------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | 612-671-2041 | jason.bartylla@ampf.com | | | | (Email Address) | | | | | | | | | | | Chicago | IL | 60606 | | (City) | (State) | (Zip Code) | | | | | | | (PCAOB Registration Number, if applicable) | | | | (Area Code - Telephone Number)<br>PricewaterhouseCoopers, LLP | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name)<br>238 | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. **Persons who are to resp…Read the full text as markdown