Full text of COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.'s X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## S TATEMENT O F FINANCIAL CONDITION Columbia Management Investment Distributors, Inc. SEC File Number: 8-25845 December 31, 2021 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-25845 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2021 FILING FOR THE PERIOD BEGINNING 01/01/2021 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Columbia Management Investment Distributors, Inc TYPE OF REGISTRANT (check all applicable boxes): [ Security-based swap dealer \_ \_ Major security-based swap participant Z Broker-dealer O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 225 Franklin Street (No. and Street) Boston MA 02110-2804 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING michael.s.mattox @ampf.com Michael Mattox 612-678-0262 (Email Address) (Name) (Area Code - Telephone Number) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* PricewaterhouseCoopers, LLP (Name - if individual, state last, first, and middle name) One North Wacker Dr. Chicago IL 60606 (Address) (City) (State) (Zip Code) 10/20/2003 238 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION 1. Michael S. Mattox , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Columbia Management Investment Distributors, Inc. as of as a manager as as of December 31 2 021 , is true and correct. I further swea…Read the full text as markdown