LADENBURG THALMANN & CO. INC. X-17A-5 (2020-03-02) — Broker-dealer annual report

Full text of LADENBURG THALMANN & CO. INC.'s X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: LADENBURG THALMANN & CO. INC.
• Form: X-17A-5
• Filed: 2020-03-02
• Period: 2019-12-31
• Accession: 0000057210-20-000002
• CIK: 57210
• File #: 8-17230
• Material weakness: No
• Auditor: EisnerAmper LLP
• Auditor location: Miami, FL
• Contact: Diane Chillemi
• Phone: 305-572-4163
• Signed by: Diane Chillemi (CFO, SVP)

Document text (excerpt)

X-17A-5 0000057210 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N LADENBURG THALMANN & CO. INC. 277 PARK AVENUE 26TH FLOOR NEW YORK NY 10172 Diane Chillemi 305-572-4163 EisnerAmper LLP 1001 Brickell Bay Drive, Suite 1400 Miami FL 33131 Certified Public Accountant Diane Chillemi LADENBURG THALMANN & CO. INC. 12-31-2019 Diane Chillemi CFO, SVP Y

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• X-17A-5 — 2016-02-29
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Original filing on SEC EDGAR (source of record)