Full text of LADENBURG THALMANN & CO. INC.'s X-17A-5 filed 2025-02-25 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------ - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ ## STATEMENT OF FINANCIAL CONDITION AND RELATED NOTES Ladenburg Thalmann & Co. Inc. (SEC File Number 8-17230) (A wholly owned subsidiary of Osaic Holdings, Inc.) December 31, 2024 With Report of Independent Registered Public Accounting Firm {3}------------------------------------------------ # **Ladenburg Thalmann & Co. Inc. (A wholly owned subsidiary of Osaic Holdings, Inc.) Table of Contents December 31, 2024** | | Page | |---------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statement | | | Statement of Financial Condition | 2 | | Notes to Financial Statement | 3 | {4}------------------------------------------------ ## GLOSSARY Certain terms and abbreviations used throughout this report are defined below. | Term or abbreviation | Definition | | | | |----------------------|-----------------------------------------------------------------------------------------------------------------------------------------|--|--|--| | ASC | Accounting Standards Codification | | | | | ASU | Accounting Standards Update | | | | | CODM | Chief operating decision maker | | | | | FASB | Financial Accounting Standards Board | | | | | | | | | | | FINRA | Financial Industry Regulatory Authority | | | | | GAAP | Generally Accepted Accounting Principles | | | | | Net Capital Rule | SEC Uniform Net Capital Rule 15c3-1 under the Securities Exchange Act of<br>1934, which requires the maintenance of minimum net capital | | | | | NYSE | New York Stock Exchange | | | | | OFSI | Osaic Financial Services, Inc. | | | | | OSA | Osaic, Inc. | | | | | OSHI | Osaic Holdings, Inc. | | | | | PAB | Proprietary account of a broker-dealer | | | | | SEC | Securities and Exchange Commission | | | | | U.S. | United States of America | | | | {5}------------------------------------------------  **Deloitte & Touche LLP** 100 South Mill Avenue Suite 1800 Tempe, AZ 85281-2804 USA Tel: +1 602 234 5100 www.deloitte.com # **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Stockholder and Board of Managers of Ladenburg Thalmann & Co. Inc.: # **Opinion on the Financial Statement** We have audited the accompanying statement of financial condition of Ladenburg Thalmann & Co. In…Read the full text as markdown