Full text of LADENBURG THALMANN & CO. INC.'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | 8-17230 | | | |---------|--|--| | | 01/01/2025 | | 12/31/2025 | | |----------------------------------|----------------------|------|--------------------------|--| | | | | | | | | | | | | | LADENBURG | THALMANN<br>&<br>CO. | INC. | | | | ■ | | | | | | | | | | | | 640<br>5TH<br>AVENUE,<br>4TH | FLOOR | | | | | | | | | | | NEW<br>YORK | NY | | 10019 | | | | | | | | | | | | | | | CHRIS<br>MITCHELL | 480-489-6024 | | chris.mitchell@osaic.com | | | | | | | | | | | | | | | DELOITTE<br>&<br>TOUCHE<br>LLP | | | | | | | | | | | | 100<br>S<br>MILL<br>AVE<br>#1800 | TEMPE | AZ | 85281 | | | | | | | | 10/20/2003 34 {1}------------------------------------------------ | CHRIS MITCHELL | | | | | | | |----------------|--|-------------------------------|--|--|--|--| | | | LADENBURG THALMANN & CO. INC. | | | | | | | | | | | | | DECEMBER 31, <sup>025</sup> | cmitchell | Digitally signed by cmitchell | |-----------|-------------------------------| CORPORATE TREASURER & FINANCIAL OPERATIONS PRINCIPAL Date: 2026.02.20 11:52:58 -07'00' - - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION AND RELATED NOTES Ladenburg Thalmann & Co. Inc. (SEC File Number 8-17230) (A wholly owned subsidiary of Osaic Holdings, Inc.) As of December 31, 2025 With Report of Independent Registered Public Accounting Firm {3}------------------------------------------------ # **Ladenburg Thalmann & Co. Inc. (A wholly owned subsidiary of Osaic Holdings, Inc.) Table of Contents December 31, 2025** | | Page | |---------------------------------------------------------|------| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statement | | | Statement of Financial Condition | 2 | | Notes to Financial Statement | 3 | {4}------------------------------------------------ ## GLOSSARY Certain terms and abbreviations used throughout this report are defined below. | Term or abbreviation | Definition | |----------------------|-----------------------------------------------------------------------------------------------------------------------------------------| | ASC | Accounting Standards Codification | | ASU | Accounting Standards Update | | CODM | Chief Operating Decision Maker | | FASB | Financial Accounting Standards Board | | FINRA | Financial Industry Regulatory Authority | | GAAP | Generally Accepted Accounting Principles | | Net Capital Rule |…Read the full text as markdown