Full text of LADENBURG THALMANN & CO. INC.'s X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | PUBLIC | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|--------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------|--|--|--| | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | 8-17230 | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>filing for the period beginning 01/01/21 | PART III - MARTICAL DE PERFECT<br>FACING PAGE Market Comment of Children | ਾ ਦਾ ਅਤੇ ਇਕ ਸਮੀਰ ਅਕ੍ਰਿਸ ਨੇ ਸ਼ੁਸ਼ਾਨਾ<br>PAT TO PARAL COM<br>AND ENDING 12/31/21 | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Ladenburg Thalmann & Co. Inc. | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>= Broker-dealer<br>L Check here if respondent is also an OTC derivatives dealer | | | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 640 5th Avenue | | | | | | | | | (No. and Street) | | | | | | | New York | NY | | 10019 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Diane Chillemi | 631-270-1607 | dchillemi@ladenburg.com | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Deloitte & Touche LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 2901 N. Central Ave Suite 1200 Phoenix | | AZ | 85012 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | October 20, 2003 | | 34 | | | | | | (Date of Registration with PCAOB)(if applicable)<br>FOR OFFICIAL USE ONLY | | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | | | * Claims for…Read the full text as markdown