Full text of LASALLE ST SECURITIES, L.L.C.'s X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### LASALLE ST. SECURITIES, LLC #### FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM #### YEAR ENDED DECEMBER 31, 2019 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington. D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response .... 12.00 | | SEC FILE NUMBER | | |--|-----------------|--| | | 8-18860 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNfNG _01/01/19 | | AND ENDING _12/31/19 | _____<br>_ | |---------------------------------------------------------------------------|--------------------------------------------------------------------|----------------------|------------------------------------------------| | | MM/DD/YY | MM/DDIYY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: LaSalle St. Securities, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | 940 Industrial Drive | | | | | | (No. and Street) | | | | Elmhurst | Illinois | | 60126 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Regan Beaver | | | 630-600-0309<br>(Arei Code- I elephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | Michael Coglianese CPA, P.C. | | | | | | (Name- if individual, stale Jast,jirsl middle name) | | | | 125 E Lake Street Ste 303 | Bloomingdale | Illinois | 60108 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | X<br>Certified Public Accountant-PCAOB Registered | | | | | D<br>Public Accountant | | | | | D | Acountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a…Read the full text as markdown