Full text of LASALLE ST SECURITIES, L.L.C.'s X-17A-5 filed 2023-03-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## LASALLE ST. SECURITIES, LLC ## FINANCIAL STATEMENTS DECEMBER 31, {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | SEC FILE NUMBER | |-----------------| | 8-18860 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/2022 MM/DD/YY AND ENDING 12/31/2022 MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: LaSalle St. Securities, LLC. TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer | | Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 940 Industrial Drive | | (No. and Street) | | | |------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------|-----------------------|----------------| | Elmhurst | Illinois | | 60126 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Regan Beaver | 630-600-0309 | rbeaver@lasallest.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Michael Coglianese CPA, P.C. | | | | | 125 E. Lake Street Ste. 303 | (Name - if individual, state last, first, and middle name)<br>Bloomingdale | | Illinois 60108 | | | (City) | (State) | (Zip Code) | | (Address)<br>10/20/2009 | | 3874 | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Daniel Schlesser | | swear (or affirm) that, to the be…Read the full text as markdown