Full text of LASALLE ST SECURITIES, L.L.C.'s X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## LASALLE ST. SECURITIES, LLC ### FINANCIAL STATEMENTS ### DECEMBER 31, 2020 {1}------------------------------------------------ UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL AUDITED REPORT | |-----------------------| | FORM X-17A-5 | | PART III | | | OMB APPROVAL | | |----------------------------|--------------|-----------| | OMB Number: | | 3235-0123 | | Expires: October 31, 2023 | | | | Estimated average burden | | | | hours per response 12.00 | | | | | | | | SEC FILE NUMBER | | |-----------------|--| | 8-18860 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 1/1/2020 | | AND ENDING 12/31/2020 | | |-------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------|-----------------------------------------------| | | MM/DD/YY | | MMDDYY | | | A. RECISTRANT DENTITO ATION | | | | NAME OF BROKER-DEALER: LaSalle St. Securities, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY | | | | | FIRM I.D. NO. | | 940 Industrial Drive | | | | | | (No. and Street) | | | | Elmhurst | 11 | | 60126 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Regan Beaver | | | 630-600-0309<br>(Area Code - Telephone Number | | | B ACCOLINITY AND INTERCENTON | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Michael Coglianese CPA, P.C. | (Name - if individual, state last, first, middle name) | | | | 125 E. Lake Street Ste 303 | Bloomingdale | Illinois | 60108 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | Certified Public Accountant | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \* Claims for exemption from the reguirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. 17a-5(0)[2] Potential persons who are to respond to the collection of information contained in this form are not required to respond…Read the full text as markdown