Full text of LASALLE ST SECURITIES, L.L.C.'s X-17A-5 filed 2024-03-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # LASALLE ST. SECURITIES, LLC # FINANCIAL STATEMENTS DECEMBER 31, 2023 {1}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-18860 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------| | FILING FOR THE PERIOD BEGINNING 01/01/2023 | | 12/31/2023 | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: LaSalle St. Securities, LLC. | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer __ Security-based swap dealer __ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 940 N. Industrial Dr. | | | | | (No. and Street) | | | Elmhurst | - | 60126 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Regan Beaver | 630-600-0309 | rbeaver@lasallest.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Michael Coglianese CPA, P.C | | | | 125 E. Lake Street Ste. 303 | (Name - if individual, state last, first, and middle name)<br>Bloomingdale | Illinois<br>60108 | | (Address) | (City) | (State)<br>(Zip Code) | (Date of Registration with PCAOB)(if applicable) 10/20/2009 FOR OFFICIAL USE ONLY 3874 (PCAOB Registration Number, if applicable) \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collectio…Read the full text as markdown