Full text of WESTMORELAND CAPITAL CORPORATION's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER B-24116 **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | MM/DD/YY | AND ENDING December 31, 2019<br>MM/DDNY | | | | |----------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | | | | | | | | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1521 N Cooper St. | | | | | | | | | | | | Texas | | 76011 | | | | (State) | | (Zip Code) | | | | | | 716-636-0401<br>(Area Code - Telephone Number) | | | | | | | | | | | | | | | | | | 75201 | | | | | (State) | (Zip Code) | | | | | | | | | | | REPORT FOR THE PERIOD BEGINNING January 1, 2019<br>(No. and Street)<br>Hartgraves Accounting & Consulting, LLC<br>Dallas | A. REGISTRANT IDENTIFICATION<br>NAME OF BROKER-DEALER: Westmoreland Capital Corporation<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>(Name - if individual, state last, first, middle name)<br>Texas<br>Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained In this form are not required to respond unless…Read the full text as markdown