Full text of WESTMORELAND CAPITAL CORPORATION's X-17A-5 filed 2025-03-25 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMBER 8-24116 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01 /24** MM/DD/YY AND ENDING **12/31 /24** MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: Westmoreland Capital Corporation TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer 0 Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1521 N. Cooper St., Ste 400 | | (No. and Street) | | |----------------------------------------------|--------------------------------|--------------------------| | Arlington | Texas | 76011 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Matthew lak | 632-305-2868 | Miak@westmorelandcap.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | # Sanville & Company, LLC | 325 North Saint Paul St. Suite 3100 | Dallas | TX | 75201 | | |--------------------------------------------------------------------|--------|--------------------------------------------|------------|--| | (Address) | (City) | (State) | (Zip Code) | | | l"'<br>09/18/2003 | | 169 | | | | FOR OFFICIAL USE ONLY<br>of Regist,aUoo with PCAOB)lif applicable) | | (PCAOB Re~stcaUoo N,mbe,, if applic,ble) I | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Matthew lak | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------|--|--|----------------------------------------------…Read the full text as markdown