Full text of WESTMORELAND CAPITAL CORPORATION's X-17A-5 filed 2024-04-15 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | Estimated average burden | | |--------------------------|----| | hours per response: | 12 | | SEC FILE NUMBER | | | | | 8-241 ~6 | | FACING PAGE | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------| | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FILING FOR THE PERIOD BEGINNING 0 1/01 | /23 | AND ENDING 12/31<br>/23 | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME oF FIRM: Westmoreland Capital Corporation | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!l Broker-dealer<br>0 Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | D Security-based swap dealer | D Major security-based swap participant | | | | | | 1521 N. Cooper St., Ste 400 | | | | | (No. and Street) | | | Arlington | Texas | 76011 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Matthew lak | 632-305-2868 | Miak@westmorelandcap.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanville & Company | | | | | (Name - if individual, state last, first, and middle name) | | | 325 N. Saint Paul St., #3100 | Dallas | Texas<br>75201 | | (Address) | (City) | (State)<br>(Zip Code) | | 09/18/03 | | 169 | | of Reg;rt,atloo w;th PCAOB )(If applicableJ<br>rte | | I PCAOB Reg;rt,atloo N,mbe,, If applicable I I | | | FOR OFFICIAL USE ONLY | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of…Read the full text as markdown