Full text of WESTMORELAND CAPITAL CORPORATION's X-17A-5 filed 2023-03-20 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response:<br>12 | | | | | # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | hours per response:<br>12 | |---------------------------| | SEC FILE NUMBER | | 8-24116 | | | **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 01101122 | --<br>--- | AND ENDING 12131122 | --- | ------- | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------|-----------------|------------|--|--| | | -<br>-<br>-<br>MM/DD/YY | -<br>- | - | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: Westmoreland Capital Corporation | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>O Security-based swap dealer<br>D Major security-based swap participant<br>iil Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 1521 N. Cooper St., Ste 400 | | | | | | | | (No. and Street) | | | | | | | | Arlington | | Texas | | 76011 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Matthew lak | 632.305.2868 | | | | | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Sanville & Company | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 325 N. Saint Paul St., #3100 | Dallas | | TX | 75201 | | | | (Address) | (City) | | (State) | (Zip Code) | | | | 09/18/03 | | 169 | | | | | | T"<br>(PCAOB Regist,;rtion N,mber, if , pplicable) I<br>of Registr,tioo with PCAOB)lif , ppllcoble) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | accountant must be suppor…Read the full text as markdown