TRANSAMERICA CAPITAL, INC. X-17A-5 (2020-02-28) — Broker-dealer annual report

Full text of TRANSAMERICA CAPITAL, INC.'s X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: TRANSAMERICA CAPITAL, INC.
• Form: X-17A-5
• Filed: 2020-02-28
• Period: 2019-12-31
• Accession: 0000316561-20-000002
• CIK: 316561
• File #: 8-24829
• Material weakness: No
• Auditor: PricewaterhouseCoopers
• Auditor location: Chicago, IL
• Contact: Brian Beitzel
• Phone: 319-355-2802
• Signed by: Brian Beitzel (CFO)

Document text (excerpt)

X-17A-5 0000316561 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer N TRANSAMERICA CAPITAL, INC. 1801 CALIFORNIA ST. SUITE 5200 DENVER CO 80202 Brian Beitzel 319-355-2802 PricewaterhouseCoopers One North Wacker Chicago IL 60606 Certified Public Accountant Brian Beitzel TRANSAMERICA CAPITAL, INC. 12-31-2019 Brian Beitzel CFO Y

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• X-17A-5 — 2022-03-01
• X-17A-5 — 2021-03-01
• X-17A-5 — 2019-03-01
• X-17A-5 — 2018-02-28
• X-17A-5 — 2017-03-02
• X-17A-5 — 2016-02-29
• X-17A-5 — 2015-03-02
• X-17A-5 — 2014-02-28

Original filing on SEC EDGAR (source of record)