Full text of TRANSAMERICA CAPITAL, INC.'s X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIAL STATEMENT Transamerica Capital, Inc. Year Ended December 31 , 2022 With Report of Independent Registered Public Accounting Firm *(Pursuant to Rule l 7a-5(e)(3) under the Securities Exchange Act of 1934)* {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31 , 2023 Estimated average burden hours per response. 12.00 # **ANNUAL REPORTS FORM X-17A-5 PART** III <sup>I</sup>= **Fil** F **M TI\dBER** . **8-24829** #### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/22<br>MM/DD/YY | AND ENDING 12/31/22<br>MM/DD/YY | | | |---------------------------------------------------------------------------------------------------------|--------------------------------|--------------------------------------------|--------------------------------|--| | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM:<br>Transamerica Capital, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant | | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1801 California Street | | | | | | | (No . and Street) | | | | | Denver | co | 80202 | | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Brian Beitzel | (3 19) 355-2802 | | brian.beitzel@transamerica.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | A. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>PricewaterhouseCoopers LLP | | | | | | if individual, state last, first, middle name)<br>(Name - | | | | | | 1 N. Wacker Drive | Chicago | IL | 60606 | | | (Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 238 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | #### **FOR OFFICAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR…Read the full text as markdown