Full text of TRANSAMERICA CAPITAL, INC.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIAL STATEMENT Transamerica Capital, Inc. Year Ended December 31 , 2021 With Report of Independent Registered Public Accounting Firm *(Pursuant to Rule l 7a-5(e)(3) under the Securities Exchange Act of 1934)* {1}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31 , 2023 Estimated average burden hours per response. 12.00 # **ANNUAL REPORTS FORM X-17A-5 PART** III <sup>I</sup>**=FlI <sup>E</sup> MMlER** . **8-24829** ### **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINING | 01/01/21<br>MM/DD/YY | AND ENDING 12/31/21<br>MM/DD/YY | | | | |---------------------------------------------------------------------------------------------|---------------------------------------------------|---------------------------------------------------|------------|--|--| | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM:<br>Transamerica Capital, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant | | | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1801 California Street | | | | | | | | (No. and Street) | | | | | | Denver | co | | 80202 | | | | (City) | (State) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Brian Beitzel | (3 19) 355-2802<br>(Area Code - Telephone Number) | brian.beitzel@transamerica.com<br>(Email Address) | | | | | (Name) | | | | | | | | A. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | PricewaterhouseCoopers LLP | | | | | | | if individual, state last, first, middle name)<br>(Name - | | | | | | | 1 N. Wacker Drive | Chicago | IL | 60606 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | 238 | | | | | (Date of Registration with PCAOB)(ifapplicable) | | (PCAOB Registration Number, if applicable) | | | | #### **FOR OFFICAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances reli…Read the full text as markdown