Full text of TRANSAMERICA CAPITAL, LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### FINANCIAL STATEMENT Transamerica Capital, LLC Year Ended December 31 , 2025 With Report of Independent Registered Public Accounting Firm {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response. 12.00 . **8-24829** I SEC **EU** E **NIJMBER** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | #### **FACING PAGE** ### **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/25 | AND ENDING 12/31/25 | | | | |--------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------|--------------------------------|------------|--|--| | | MM/DD/YY | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM:<br>Transamerica Capital, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant | | | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 1801 California Street | (No. and Street) | | | | | | Denver | co | 80202 | | | | | (City) | (State) | (Zip Code) | | | | | | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>Brian Beitzel<br>(3 19) 355-2802 | | brian.beitzel@transamerica.com | | | | | (Name)<br>(Area Code - Telephone Number) | (Email Address) | | | | | | | A. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Ernst & Young LLP | | | | | | | if individual, state last, first, middle name)<br>(Name - | | | | | | | 801 Grand Avenue Suite 3100 | Des Moines | IA | 50309 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/20/2003 | | 42 | | | | | | (Date of Registration with PCAOB)(if applicable)<br>(PCAOB Registration Number, if applicable) | | | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the…Read the full text as markdown