Full text of PLANMEMBER SECURITIES CORPORATION's X-17A-5 filed 2019-02-27 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDST A TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 SEC FILE NUMBER 8·25065 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 1/1/18 | | AND ENDING 12/31/1<br>8 | | |--------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------|-----------------------------------| | | MM!DDIYY | | ---------------------<br>MM/DDfYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Plan Member Securities<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not usc P.O. Box No.) | | | OFFICIAL USE ONLY | | | | | FIRM 1.0. NO. | | 6187 Carpinteria Ave | | | | | | (No. and Street) | | | | Carpinteria | CA | | 93013 | | (Cit~) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO T HIS REPORT<br>Bill Kemble, 805·684· 1199 | | | | | | | | (Area Code- Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose o pinion is contained in this Report• | | | | | HUTCHINSON & BLOODGOOD, LLP | | | | | | (Name- t/ individulll, ~IIIII! last, fil'l't, middle •wme) | | | | 550 North Grand Blvd, 14th Floor Glendale | | CA | 91203 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | II'<br>!certified Public Accountant | | | | | Public Accountant | | | | | B | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered* hy *the opinion of an independem public accounlant must be supported by a statemellf of facts and circwnstances relied* 011 *as the basis for the exemption. See Section 240. 17a-5( e)(2)* > Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ # OATH OR AFFIRMATION | I, Bill Kemble | , swear (or affirm) that, to the best of | |-----------------------…Read the full text as markdown