Full text of PLANMEMBER SECURITIES CORPORATION's X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-25065 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 1/1/21 AND ENDING 12/31 /21 ----------------- MM/00/YY MM/00/YY A. REGISTRANT IDENTIFICATION # NAME oF FIRM: Plan Member Securities TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer 0 Major security-based swap participant 0 Check here if respondent is also an OlC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 6187 Carpinteria Ave | | (No. and Street) | | | | |----------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------|---------|------------------------|--| | Carpinteria | CA | | 93013 | | | (City) | (State) | | (Zip Code) | | | PERSO N TO CONTACT WITH REGARD TO THIS FILING | | | | | | W. Kemble | 805-684-1199 | | bkemble@planmember.com | | | (Name) | (Area Code- Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Hutchinson & Bloodgood | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in this filing*<br>(Name - if individual, state last, first, and middle name) | | | | | | 550 North Grand, 14th Floor Glendale | CA | 91203 | | | (Address) | (City) | (State) | (Zip Code) | | | 09/29/03 | | 261 | | | | rt• of Rogi•tcotioo w•h<br>PCAOB )(if •pplioablo I | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \*Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement off acts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are t o respond t o t he collection of information contained in this form are not required t o respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION 1, w. Kemble swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of PlanM…Read the full text as markdown