Full text of PLANMEMBER SECURITIES CORPORATION's X-17A-5 filed 2021-03-16 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURJTIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0123 Expires: October 31,2023 Estimated average burden hours per response ...... 12.00 SEC FILE NUMBER 8-25065 OMB APPROVAL # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNfNG 1/1/20 | | AND ENDING 12/31/20 | ----------------------<br>MM/DD!YY | | |------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------|------------------------------------|--| | | MNUDD!YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: PlanMember Securities | | | OFFICIAL USE ONLY | | | ADDRESS OF PRlNCTPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0<br>. NO. | | | 6187 Carpinteria Ave | | | | | | | (No. and Street) | | | | | Carpinteria | CA | | 93013 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Bill Kemble, 805·664·1199 | | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT LDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT wJ1ose opinion is contained in tJ1is Report* | | | | | | Hutchinson & Bloodgood | | | | | | | (Name - if individual, Sftlte lti.St, first. middle IJame) | | | | | 550 North Grand Blvd, 14th Floor Glendale | | CA | 91203 | | | (Address) | (City) | (Sta te) | (Zip Code) | | | CHECK ONE: | | | | | | I/' I<br>Cerli fied Public Accountant | | | | | | O<br>Public Accountant | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement/hal I he annual report be covered by /he opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the ex:emption. See Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of info rmation contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION | PlanMember Sect.lrities | my knowledge and b…Read the full text as markdown