Full text of PLANMEMBER SECURITIES CORPORATION's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30. 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-25065 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/23 filing for the period beginning 01/01/23 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: PlanMember Securities Corporation TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Security-based swap dealer C Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 6187 Carpinteria Ave (No. and Street) Carpinteria CA 93013 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Steve Hanson (805) 684-1199 steve@planmember.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Hutchinson & Bloodgood (Name - if individual, state last, first, and middle name) 550 N. Brand Blvd., 14th Floor Glendale CA 91203 (Address) (City) (State) (Zip Code) 09/29/2003 261 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION and belief, the first of a first of a may , swear (or affirm) that, to the best of my knowledge and belief, the | Steve Hanson financial report pertaining to the firm of PlanMember Securities Corporation as and as a manufacturers as as of 12/3 1 partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Notary Public ### This filing\*\* contains (check all applicable boxes): - (a) Statement of financial condition. - (b) Notes to consolidated statement of financial condition. -…Read the full text as markdown