Full text of PFS INVESTMENTS INC.'s X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **PFS INVESTMENTS INC.** (A Wholly Owned Subsidiary of Primerica Finance Corporation) Statement of Financial Condition December 31, 2020 (With Report oflndependent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235--0123 Expires: October 31, 2023 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC ALE NUMBER S-26486 **FACING PA GE** Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ____<br>0_1/_0_1_/2_0 _<br>_ | _ AND El'mING _ | 1_2_/_3_1_/2_0 _<br>_ _<br>_<br>_ | |---------------------------------------------------------------------------|--------------------------------------------------------|-----------------|-----------------------------------| | | MM/DD/YY | | MWDDfYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | PFS Investments Inc. | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSTh.TESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | 1 Primerica Pkwy | | | | | (No. and Street) | | | | Duluth | GA | | 30099 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Sharon Grubenhoff | | | (470) 564 - 6201 | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | IN"DEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | KPMG LLP | | | | | | (Name - if individual, state fast, first, middle name) | | | | 303 Peachtree Street, N.E. 2000 | Atlanta | GA | 30308 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | l / l<br>Ce~fied Public Accountant | | | | | Public Accountant | | | | | B<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e){2)* > Potential persons wtio are to respond to the collection of information contained in this form are not required to respond unless t…Read the full text as markdown