Full text of PFS INVESTMENTS INC.'s X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **PFS INVESTMENTS INC.** (A Wholly Owned Subsidiary of Primerica Finance Corporation) Statement of Financial Condition December 31 , 2022 (With Report oflndependent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ | SECURITIES AND EXCHANGE COMMISSION | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden | | | | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------|---------------------------------|------------------------------------------|--|--|--| | | hours per response:<br>12<br>SEC FILE NUMBER | | | | | | | | | 8-26486 | | | | | | Information Required Pursuant to R~lles 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | PART Ill<br>FACING PAGE | | | | | | | FILING FOR THE PERIOD BEGINNING Q.1 /Q 1 /22 | | | 12/31 f22 | | | | | | AND ENO ING<br>MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | __<br>NAME oF FIRM: | P_F_S_I n_v_e~s_t_m_e_n~t __ s_l_n_c_. | | ~------~----- | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | O Security-based swap dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 1 Primerica Pkwy | | | | | | | ------~-~~-~--~-~ | (No. and Street) | | | | | | | Duluth | GA | | 30099 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Sharon Grubenhoff | | Sharon.Grubenhoff@primerica.com | | | | | | (Name) | (470) 564-6201<br>(Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 303 Peachtree Street, N.E. 2000 Atlanta | | GA | 30308 | | | | | (Address)<br>October 20, 2003 | (City) | (State)<br>185 | (Zip Code) | | | | | r·· | | | | | | | | ofReglstrntloa with PCAOB )(If a ppllcable)<br>* Claims for exemption from the requirement that the annual reports be covered by the reports of an Ind…Read the full text as markdown