Full text of PFS INVESTMENTS INC.'s X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **PFS INVESTMENTS INC.** (A Wholly Owned Subsidiary of Primerica Finance Corporation) Statement of Financial Condition December 31 , 2023 (With Report oflndependent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | | | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | SEC FILE NUMBER 8-26486 | | PART Ill | | |---------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | __ | | FILING FOR THE PERIOD BEGINNING | 01/01/23 __<br>._ ANDENDING<br>MM/DD/VY • , ." | 1_2/_3_1/_2_3_<br>MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | __<br>NAME oF FIRM: | P_F_S_l_n_v_e_s_tm_e_n_ts_ln_c_. | _________<br>_ | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>□ Check here If respondent Is also an OTC derivatives dealer | D Security-based swap dealer | D Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 1 Primerica Pkwy | | | | (No. and Street) | | | Duluth | GA | 30099 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Nick Jendusa | (470) 564 -<br>7841 | Nick.Jendusa@primerica.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMG LLP | | | | | (Name - if individual, state last, first, and middle name) | | | 303 Peachtree Street, N.E. 2000 | Atlanta | GA<br>30308 | | (Address) | (City) | (State)<br>(Zip Code) | | October 20, 2003 | | 185 | | rte of Reglstrntloo with PCAOBJI• applicable) | | I<br>(PCAOB Reglstrntloo N,mbec, If appUcable) | | | FOR OFFICIAL USE ONLY | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public accountant must be supported by a statement of facts and circum…Read the full text as markdown