Full text of PFS INVESTMENTS INC.'s X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **PFS INVESTMENTS INC.** (A Wholly Owned Subsidiary of Primerica Finance Corporation) Statement of Financial Condition December 31, 202 1 (With Report of Independent Registered Public Accounting Firm Thereon) {1}------------------------------------------------ **SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-S PART Ill FACING PAGE** 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER 8~26486 **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** 01/01/21 12/31/21 FILING FOR THE PERIOD BEGINNING \_\_\_\_\_\_\_\_ AND ENDING \_\_\_\_\_\_\_\_ \_ MM/DD/YY MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF Fl RM: \_\_\_ P\_F\_S\_ ln\_v\_e\_s\_tm\_e\_n\_ts\_ln\_c\_. ------------------ TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) 1 Primerica Pkwy Duluth (City) (No. and Street) GA (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 30099 (Zip Code) Sharon Grubenhoff (470) 564-6201 Sharon Grubenhoff@primerica.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* KPMG LLP (Name - if individual, state last, first, and middle name) 303 Peachtree Street, N.E. 2000 (Address) October 20, 2003 Atlanta (City) GA (State) 185 30308 (Zip Code) l" of Reglstcatloo **with** PCAOB)llf appll<,bleJ **FOR OFFICIAL USE ONLY** (PCAOB Regls"atloo N"mbec, If applkableJ I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public **UNITED STATES** 0MB APPROVAL accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the c:ollec:tion of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ ### **OATH OR AFFIRMATION** | Sharon Grubenhoff<br>1, | swear (or affirm) that, to the best of my knowledee and belief, the | | |-------------------------------------…Read the full text as markdown