Full text of FLOURISH FINANCIAL LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition As of December 31, 2022 With Report of Independent Registered Public Accounting Firm Thereon This report is filed as a Public document pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235·0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FI LE NUMBER 8-70093 | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | January 1, 2022 | AND ENDING | | December 31, 2022 | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-----------------------------|----------------------------|--|--|--| | | MM/DD/VY | | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: | FLOURISH FINANCIAL LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>• Security-based swap dealer<br>IXl Broker-dealer<br>D Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 60 Madison A venue | | | | | | | | | | (No. and Street) | | | | | | | | New York | NY | | | 10010 | | | | | (City) | | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Frank Rispoli | 413-744-5008 | | frispo I i68@massmutual.com | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>KPMGLLP | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 755 Main Street | Hartford | | CT | 06103 | | | | | (Address) | (City) | | (State) | (Zip Code) | | | | | 10-20-2003 | | 185 | | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | * Claims for exemption from the requirement that the annual re…Read the full text as markdown