Full text of FLOURISH FINANCIAL LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ *Statement of Financial Condition As of December 31, 2021 With Report of Independent Registered Public Accounting Firm Thereon* This report is filed as a Public document pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | OMS APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-70093 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securltles Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING December 1, 2020 MM/DD/YY AND ENDING December 31, 2021 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: FLOURISH FINANCIAL LLC TYPE OF REGISTRANT (check all applicable boxes): IXl Broker-dealer • Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 1295 State Street | | | |-------------------|--|--| | | | | | (No. and Street) | | | | |----------------------------------------------|---------|--------------|--| | Springfield | MA | 0 11 11-0001 | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Nathan Hall 413-744-5006 nhall@massmutual.com (Name) (Area Code -Telephone Number) (Email Address) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | KPMG LLP | |--|----------| | | | | | (Name - if Individual, stat e last, first, and middle name) | | | |-----------------|----------------------------------------------------------------|----------|-------------------------| | 755 Main Street | Hartford | CT | 06103 | | (Address) | (City) | (State) | (Zip Code) | | 10-20-2003 | | 185 | | | T" | of Reg;stcatloo with PCAOBWf appl;ca.-J FOR OFFICIAL USE ONL y | ''•"""°" | N,mbe<, If applluble) I | | | | (PCAOB | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(ll(ii), if applicable. Persons who are to respond to the collection of Informatio…Read the full text as markdown