STONE RIDGE SECURITIES LLC X-17A-5 (2020-01-29) — Broker-dealer annual report

Full text of STONE RIDGE SECURITIES LLC's X-17A-5 filed 2020-01-29 (period 2019-11-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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X-17A-5 0001734249 XXXXXXXX LIVE true false false 12-04-2018 11-30-2019 Broker-dealer N STONE RIDGE SECURITIES LLC 510 MADISON AVE 21ST FLOOR NEW YORK NY 10022 Yan Zhao Lee 212-257-4788 Ernst & Young LLP 5 Times Square New York NY 10036 Certified Public Accountant Alexander Baltovski STONE RIDGE SECURITIES LLC 11-30-2019 /s/ Alexander Baltovski Principal Financial Officer Y

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