Full text of STONE RIDGE SECURITIES LLC's X-17A-5/A filed 2020-02-06 (period 2019-11-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5/A 0001734249 XXXXXXXX LIVE true false false 12-04-2018 11-30-2019 Broker-dealer N The firm has updated the facing pages so that the Oath or Affirmation is signed by the same person as the Compliance Report. STONE RIDGE SECURITIES LLC 510 MADISON AVE 21ST FLOOR NEW YORK NY 10022 Yan Zhao Lee 212-257-4788 Ernst & Young LLP 5 Times Square New York NY 10036 Certified Public Accountant Yan Zhao Lee STONE RIDGE SECURITIES LLC 11-30-2019 /s/ Yan Zhao Lee President Y
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