Full text of MORRIS GROUP, INC.'s X-17A-5 filed 2021-06-25 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: 0DUPCFS Estimated average burden # hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | 28916<br>8- | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING______________________________ | 04/01/20 | | 03/31/21<br>AND ENDING______________________________ | | | |---------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|-------------------------|------------------------------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | A. | REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: | Morris<br>Group,<br>Inc. | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | 8445<br>___________________________________________________________________________________________________________________ | Keystone<br>Crossing | Suite<br>240 | | | | | | (No. and Street) | | | | | | Indianapolis<br>___________________________________________________________________________________________ | Indiana | | 46240<br>__________________________ | | | | (City) | (State) | | (Zip Code) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | _____________________________________________________________________________________________________________________<br>John R. Simmons | | | 317-217-5440<br>(Area Code – Telephone Number) | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Thomas<br>Faust,<br>CPA,<br>_____________________________________________________________________________________________________________________ | LLC<br>d/b/a | Thomas<br>Faust,<br>CPA | | | | | | (Name – if individual, state last, first, middle name) | | | | | | 174<br>Coldbrook<br>Ct.<br>_____________________________________________________________________________________________________________________ | Lafayette | Indiana | 47909 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK…Read the full text as markdown