Full text of MORRIS GROUP, INC.'s X-17A-5 filed 2023-07-03 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART III** | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | SEC FILE NUMBER | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|----------------------|--------------------------------------------| | | 04/01/22 | AND ENDING | 03/31/23<br>MM/DD/YY | | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | Morris Group Inc.<br>NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>E Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | 0 Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 8445 Keystone Crossing Ste 240 | | | | | | | (No. and Street) | | | | | Indianapolis | IN | | | 46240 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | John R Simmons | 3172175440 | | jack@mgionline.ne | | | (Name) | (Area Code — Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Thomas Faust, CPA d/b/a Thomas Faust, CPA | | | | | | (Name — if individual, state last, first, and middle name) | | | | | 174 Coldbrook Ct. | Lafayette | | | Indiana 47909 | | (Address) | (City) | | (State) | (Zip Code) | | 02/14/18 | | | 6479 | | | (Date of Registration with PCA0B)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 1…Read the full text as markdown