Full text of MORRIS GROUP, INC.'s X-17A-5 filed 2024-07-01 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** > **ANNUAL REPORTS FORM X-17A-S** SEC FILE NUMBER 8-28916 # **PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | AND ENDING 03/31/2024<br>FILING FOR THE PERIOD BEGINNING 04/01/2023 | | | | |-------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|-----------------------------------------|--------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: Morris Group, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 8445 Keystone Xing, Suite #240 | | | | | | | (No. and Street) | | | | | Indianapolis | IN | | 46240 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Matthew M. Reynolds | (312)-399-4932 | mreynolds@bristallane.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Thomas Faust, CPA | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 17 4 Coldbrook Ct. | Lafayette | IN | 47909 | | | (Address) | (City) | (State) | (Zip Code) | | | 2/14/18 | | 6479 | | | | rte of Registcatioo with PCAOB)(if applicable) | | | (PCAOB Regist<atioo N,mbec, if applicable) | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circum stances relied on as the basis of the exemption. See 17 CFR 240.l 7a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, John R. Simmons swear (or affirm) that, to the best o…Read the full text as markdown