Full text of MORRIS GROUP, INC.'s X-17A-5 filed 2025-06-30 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-28916 # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** | 04/01/2024 | 03/31/2025<br>FILING FOR THE PERIOD BEGINNING _____________________ AND ENDING ______________________ | | |------------|-------------------------------------------------------------------------------------------------------|--| | | | | MM/DD/YY MM/DD/YY # **A. REGISTRANT IDENTIFICATION** #### NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Morris Group, Inc. TYPE OF REGISTRANT (check all applicable boxes): ☐ Broker-dealer ☐ Security-based swap dealer ☐ Major security-based swap participant ☐ Check here if respondent is also an OTC derivatives dealer ■ ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) #### \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ 8445 Keystone Xing, Suite #240 | | (No. and Street) | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | Indianapolis | IN | 46240<br>_____________________________________________________________________________________ | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Matthew M. Reynolds | (312)-399-4932 | mreynolds@bristallane.com<br>_____________________________________________________________________________________ | | (Name) | (Area Code – Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | Thomas Faust, CPA | (Name – if individual, state last, first, and middle name) | _____________________________________________________________________________________ | | 174 Coldbrook Ct. | Lafayette | IN<br>47909<br>_____________________________________________________________________________________ | | (Address) | (City) | (State)<br>(Zip Code) | | (Date of Registration with PCAOB)(if applicable) | | ___…Read the full text as markdown