Full text of SECURIAN FINANCIAL SERVICES, INC.'s X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplementary Schedules (with report of independent registered public accounting firm thereon) December 31, 2019 {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES ANDEXCHANGE COMMISSION<br>Washington, D.C. 20549 | Expires: | OMB APPROVAL<br>OMB Number:<br>3235-0123<br>August 31, 2020<br>Estimated average burden | |------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------|-----------------------------------------------------------------------------------------| | ANNUAL AUDITED REPORT<br>FORM X-17A-5<br>PART III | | | hours per response 12.00<br>SEC FILE NUMBER<br>8 | | | FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | REPORT FOR THE PERIOD BEGINNING 01/01/19 | | AND ENDING 12/31/19 | | | | MM/DDYYY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: Securian Financial Services, Inc. | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 400 Robert Street North | | | | | | (No. and Street) | | | | Saint Paul | MN | 55101 | | | (Caty) | (State) | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Lisa Carriere | | 651-665-3045 | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report®<br>Crowe LLP | | | | | | (Name - if individual, state Sast, first, middle mane) | | | | 488 Madison Ave, Floor 3 | New York | NY | 10022 | | (Address) | (City) | (54me) | (Zip Code) | | CHECK ONE:<br>Certified Public Accountant<br>Public Accountant | Accountant not resident in United States or any of its possessions. | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | \*Claims for exemption from the requirement that the armusic operal by the opinion of an ine basis occountent public accountant SEC 1410 (11-05) Potential persons who are to respond to the collection of information contained in this form are not required to responsive {2}------------------------------------------------ ## OATH OR AFFIRMATION I. George I. Connoll…Read the full text as markdown