SECURIAN FINANCIAL SERVICES, INC. X-17A-5 (2022-03-31) — Broker-dealer annual report

Full text of SECURIAN FINANCIAL SERVICES, INC.'s X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ **Financial Statements and Supplementary Schedules (with report of independent registered public accounting firm thereon)** **December 31, 2021** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** **FtLING FOR THE PERIOD BEGINNING 01/01/2021 MM/DD/VY AND ENDING 12/31/2021** **A. REGISTRANT IDENTIFICATION** **NAME OF FIRM: Securian Financial Services, Inc.** **TYPE OF REGISTRANT (check all applicable boxes): (;;a Broker-dealer** □ **Security-based swap dealer** **0 Check here If respondent is also an OTC derivatives dealer** **ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)** **400 Robert Street North** **(No. and Street)** **St. Paul (City) Minnesota (State) 55101 (Zip Code)** **PERSON TO CONTACT WITH REGARD TO THIS FILING** **displays a currently valid 0MB control number.** | Laurie Engle | 651-665-5397 | laurie.engle@securian.com | |--------------|--------------------------------|---------------------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | ### **B. ACCOUNTANT IDENTIFICATION** **INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\*** | Crowe LLP | (Name - if individual, state last, first, and middle name) | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------------|------------|--|--| | 485 Lexington Avenue, Floor 11 | New York | New York | 10017�2619 | | | | {Address) | (City) | (State) | (Zip Code) | | | | 09/24/2003 | | 173 | | | | | t, of R,g1,t,ation with PCAOBII• •p�lea�el<br>F | F | IPCAOB Re&l�rnllon N"mbo,, 11 appllea�•I | | | | | r | OR O<br>FICIAL USE ONLY | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | | | | | | **CFR 240.l7a-S(e)(1)(ii), if applicable. Persons who are to respond to the…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)