Full text of SECURIAN FINANCIAL SERVICES, INC.'s X-17A-5 filed 2024-04-16 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition and Report of Independent Registered Public Accounting Firm December 31, 2023 {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | | SEC FILE NUMBER | |--|-----------------| | | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2023** AND ENDING **12/31/2023** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Securian Financial Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 400 Robert Street North | | (No. and Street) | | | |----------------------------------------------|---------------------------------------------------------------------------|---------------------------|--| | Saint Paul | Minnesota | | | | (City) | (State) | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Laurie Engle | 651-665-5397 | laurie.engle@securian.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Crowe, LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (N ame - if individual, state last, first, and middle name) | | | | | | | | | New York<br>485 Lexington Avenue, Floor 11 | | New York 10017-2619 | | | |------------------------------------------------|-----------------------|---------------------------------------------|------------|--| | (Address) | {City) | (State) | (Zip Code) | | | 09/24/2003 | | 173 | | | | r•<br>of Reg;st,atOa w;u, PCA06)(;f appb<ableJ | | I<br>(PCAOB Reg;waUoa N,mbe,, ;1 appUcableJ | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the req uirement that the annual reports be covered by the reports of an independerJt public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if a…Read the full text as markdown