Full text of SECURIAN FINANCIAL SERVICES, INC.'s X-17A-5 filed 2023-03-22 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Statement of Financial Condition and Report of Independent Registered Public Accounting Firm December 31, 2022 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | | SEC EILE NUMBER | | |--|-----------------|--| FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/2022 AND ENDING MM/DD/YY MM/DD/YY 12/31/2022 A. REGISTRANT IDENTIFICATION # NAME OF FIRM: Securian Financial Services, Inc. TYPE OF REGISTRANT (check all applicable boxes): 回 Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 400 Robert Street North | | | (No. and Street) | | | |--------------------------------------------------|--------------|------------------------------------------------------------|--------------------------------------------|---------------------| | Saint Paul | | Minnesota | | 55101 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Laurie Engle | 651-665-5397 | | laurie.engle@securian.com | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | Crowe LLP | | (Name - if individual, state last, first, and middle name) | | | | 485 Lexington Avenue, Floor 11 New York | | | | New York 10017-2619 | | (Address) | | (City) | (State) | (Zip Code) | | 09/24/2003 | | | 173 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ### OATH OR AFFIRMATION | George I. Connolly | swear (or affirm) that, to the best of my knowledge and belief, the | |-------------…Read the full text as markdown