Full text of CAPACUITY SECURITIES, INC.'s X-17A-5 filed 2021-03-23 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------  March 23, 2021 Securities and Exchange Commission Division of Foreign Markets Mail Stop 7010 100 F Street, NE Washington, DC 20549 Dear Sir/Madam, Enclosed please find the Annual Audited Report and the Exemption Report for CapAcuity Securities, Inc. for the year 2020. Please call if you have any questions regarding the reports. Thank you. Sincerely, Bryant Kirk President CapAcuity Securities, Inc. Enclosures {1}------------------------------------------------ | UNITEDSTATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | | OMB APPROVAL | | |--------------------------|------------------| | OMB Number: | 3235-0123 | | Expires: | October 31, 2023 | | Estimated average burden | | | hours ner response | 12.00 | | SEC FILE NUMBER | |-----------------| | 8-32508 | | REPORT FOR THE PERIOD BEGINNING UT/UT/20 | | AND ENDING 14/0 1/20 | | | |-------------------------------------------------------------------------------------------|-------------------------------------------------------|----------------------|--------------------------------|--| | | MM/DD/YY | | MM/DD/Y Y | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: CAPACUITY SECURITIES, INC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 300 INTERNATIONAL PARKWAY, #350 | | | | | | | (No. and Street) | | | | | LAKE MARY | ច | | 32746 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>THOMAS HOPKINS | | | (603-216-8933) | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | MOREY, NEE, BUCK & OSWALD, LLC | | | | | | | (Name - if individual, state last, first middle name) | | | | | 2571 BAGLYOS CIR, STE B20 | BETHLEHEM | PA | 18020 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | {2}------------------------------------------------ | Evelyn J. Velez<br>NOTARY PUBLIC<br>ESTATE OF FLORIDA<br>Comm# GG215959<br>Expires 5/9/2022<br>Luchm | Signature<br>C<br>President<br>Title |…Read the full text as markdown