Full text of CAPACUITY SECURITIES, INC.'s X-17A-5 filed 2022-03-30 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STAl E:S<br>SEOIJRIT ES AIND IEXCHA!NGE COMMISStOrJ<br>Wasllit, gtcm, D C. 20549<br>ANINIIUAL REPORTS<br>FORM X-17A-S<br>PA!RI IU<br>FACING PAGE<br>lnformat!ion Re quired Pu.-suant to IRu!e s 17.a.-5, 17a-12, and 18a-7 under t he SecuritJies. Exdiang:e Act of 1.9'34 | | | | 0MB A!PPROVAL<br>,OMS Numb-: 31JS.-01B<br>E>pires: Oct. ~1. 1013<br>Estim;._':~d .ve,r;;i,;~ INrden<br>t.o,,r, per re>J>01>Se : 12<br>SEC IFU!f NUM]IER<br>13-32508 | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|-------------------------------|------------------|---------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | FILI G FOR liHE PEIRIO'D BEGINNI G | ----------<br>AND ENIOING 121311'2021<br>1<br>t2 | | | | | | | | IMM/li>li>/'l"I' | -----------<br>M M/li>D/'l"I' | | | | | | | A. REGISTRANT IDEN!TIIFICAl lON | | | | | | | 'AM E OF FIRM : CapAooity Securi ies, nc. | | | | | | | | TTPI: OF REG ISTRANT (check all applicab l,e boxes}:<br>._ Major security-based swaIp participant<br>!. IBrok,er-cle,aler<br>.__ Se cu rity-ba ~ed swap cfea er<br>re if re~poooe t is a1so a.n o c derwa~ives dealer<br>-<br>dhecl | | | | | | | | ADDRIESS OF PRINCIIPAL. PIA!Cf Of BUS11NESS: jDo not use a P.O. box. no.) | | | | | | | | 3!1!1 lnterootiiorml Parkway, Suil.e 350 | | | | | | | | | (No. and St.reetJ | | | | | | | Lake Mary | f l | | | 32746 | | | | | jstate) | | | ~ p COdel | | | | PERSOIN TO CONl ACT WllH ·EGAIRD ro THIS FILING | | | | | | | | Thomas Hopkins | 6!1(3216-8933 | | | thopkins@foreside.com | | | | (N.ame) | (Area code - Te ~ hone IN um berl | | (Email Addres.sl | | | | | | B. ACCO UNTANT IIDENIJIFICATION | | | | | | | IN!D EPiEINDENl PUBLIC .AOCOU N1iANTwhose r,eport:5 are cont ai ned in th is f iling• | | | | | | | | Morey, Nee, Buck & Oswald, LLC | | | | | | | | | ~ · ame - if imfMidual, state last , fi1st, and middle namel | | | | | | | 25711 Baglyos c·rc1e, Slf e B21l<br>(Addr,ess) | Bethlehem | | PA | 113021) | | | | | (Citv) | | (state] | (Zip C-ooe) | | | | fO:R OFFICIAL USE ONL.Y | | | | | | | | ciaims for ex:em…Read the full text as markdown