Full text of CAPACUITY SECURITIES, INC.'s X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-32508 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------|--|---------------------------------------------------|-------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING 0110112024 | ---------- | | | ----------<br>AND ENDING 1213112024<br>M M/ DD/YY | | | | | | MM/ DD/VY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAM E OF FIRM: CapAcuity Securities, Inc. | | | | | | | | =<br>TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>:: Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | | | =:J Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 300 International Parkway, Suite 350 | | | | | | | | | (No. and Street) | | | | | | | Lake Mary | | FL | | | 32746 | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT W ITH REGARD TO TH IS FILING | | | | | | | | Thomas Hopkins | 603-216-8933 | | | thopkins@acaglobal.com | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 20646 Abbey Woods CTN, Suite 201 | Frankfort | | | IL | 60423 | | | (Address) | (City) | | | (State) | (Zip Code) | | | 12/21/2010 | 5376 | | | | | | | | | | | | [PCAOB R,g;ma,100 N"mb", If applicable[ I | | | | | FOR OFFICIAL USE ONLY | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l )(ii), if a…Read the full text as markdown