CAPACUITY SECURITIES, INC. X-17A-5 (2026-03-30) — Broker-dealer annual report

Full text of CAPACUITY SECURITIES, INC.'s X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-32508 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------|------|---------|---------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING __________ AND ENDING _________ | 01/01 /2025 | | | 12/31/2025<br>_ | | | | MM/ 00/YY | | | MM/ 00/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAM E OF FIRM : CapAcuity Securities, Inc. | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Securit<br>~ Broker-dealer<br>D Check here if respondent is also an OTC derivativ es dealer | y-based sw ap dealer | D M | | ajo r securit y-based sw ap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 300 International Parkw ay , Suite 350 | | | | | | | | {No. and Street) | | | | | | Lake Mary | FL | | | 32746 | | | (Cit y) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Thomas Hopkins | 603-216-8933 | | | thopkins@acaglobal.com | | | {Name) | {Area Code - Telephone Number)<br>{Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DeMarco Sciaccotta Wilkens & Dunleavy, LLP | | | | | | | | (Name - if indiv idual, state last, first, and m iddle name) | | | | | | 20646 Abbey Woods CT N, Suite 201 | Frankfort | | IL | 60423 | | | {Address) | (Cit y) | | (State) | (Zip Code) | | | 12/21 /2010 | | 5376 | | | | | r•<br>of RogiO,.,ioo w•h PCAOB)(if applkablo) | FOR OFFICIAL USE ONLY | | | (PCAOB RogiO,.,ioo N,mbo, , if applkablo) I | | \* Claims for exemption from the requirement that t he annual repo rts be covered by the reports of an independent public accountant must be supported by a statem ent o f facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e){l ){ii), if applicable. Persons who are to respond to the collection of information contained in…

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