Full text of SIGNAL SECURITIES, INC.'s X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES **SECURITIESANDEXCHANGECOMMISSION** Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # SEC FILE NUMBER **a-32948** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section** 17 **of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder** | REPORT FOR THE PERIOD BEGINNING 01 /Q 1119 | -------<br>AND ENDING 12/31 /19 | | --- | | |------------------------------------------------------------------------------------------|---------------------------------------------------------------------|---------|--------------------------------|--| | | MMIDD/YY | | -<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Signal Securities, Inc. | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 700 Throckmorton Street | | | | | | | (No. and Street} | | | | | Fort Worth | Texas | 76102 | | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Janet Meng is | | | 817-877-4256 Ext 204 | | | | | | (Arca Code - Telephone Number) | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Rhodes Osiek Patyk & Company, L. L. P. | | | | | | | (Name- if individual, state last,flrst, middle name) | | | | | 2170 Interstate 20 | Arlington | Texas | 76017 | | | (Address) | (City) | (Stale) | (Zip Code) | | | | | | | | | CHECK ONE: | | | | | | I<br>✓<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | B | Accountant not resident in United States or any of its possessions. | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement off acts and circumstances relied on as the basis for the exemption. See Section 240. 17a-5(e)(2)* > **Potential persons who are to respond to the collection of Information contained** in **this form are not required to respond unless the form dlspl ays a currentlyvall d OM B control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Jerry Singleton | | , swear (or affirm) that, to the best of | |-------------…Read the full text as markdown