Full text of SIGNAL SECURITIES, INC.'s X-17A-5 filed 2023-02-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill SEC FILE NUMBER 8-32948 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/22** MM/DD/VY AND ENDING **12/31** /22 MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Signal Securities, Inc. TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Security-based swap dealer D Check here If respondent ls also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 700 Throckmorton Street (No. and Street) Fort Worth Texas (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 76102 (Zip Code) Janet Mengis 817-877-4256 x204 janet@signalsecurities.com (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Rhodes Osiek Patyk & Company, L.L.P. (Name - lf individual, state last, first, and middle name) 2170 Interstate 20 Arlington Texas 76017 (Address) (Clty) (State} (Zip Code) 9/22/2009 3881 l'' **of RegJ,tratio" wOh** PCAOB)(• **applicable** <sup>I</sup> **FOR OFFICIAL USE ONLY** (PCAOB **R•~Watio"** Nombec, • appllo,bleJ I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e}(l){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not req"ired to re3pond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ ### **OATH OR AFFIRMATION** | I, Jerry Singleton | swear (or affirm) that, to the best of my knowledge and belief, the | |--------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------| | financial report pertaining to the firm of Signal Securities, Inc. | as of | | 2~<br>12/31 | is true and correct. I further swear (or affirm) th…Read the full text as markdown