Full text of SIGNAL SECURITIES, INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden # **ANNUAL REPORTS FORM X-17A-5 PART** Ill hours per response: 12 0MB APPROVAL SEC FILE NUMBER **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING _0_1_/0_1_/2_1 | _____ | AND ENDING _1_2/_3_1_/2_1 | | ____<br>_ | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|------------------------------------------------| | | MM/DD/VY | | | MM/DD/YV | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Signal Securities, Inc. | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>-0 Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 700 Throckmorton Street | | | | | | | (No. and Street) | | | | | Fort Worth | Texas | | | 76102 | | (City) | (State) | | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Janet Mengis | 817-877-4256 x204 | | | janet@signalsecurities.com | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Rhodes Osiek Patyk & Company, L.L.P. | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 2170 Interstate 20 | Arlington | | Texas | 76017 | | (Address) | (City) | | (State) | (Zip Code) | | 9/22/2009 | | 3881 | | | | l"<br>of R,,;,tration w;th PCAOBJ(ff applkable) | | | | I<br>(PCAOB •••stratfon N"mber, If applloable) | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained In this form are not required to respond unless the form display…Read the full text as markdown