Full text of SIGNAL SECURITIES, INC.'s X-17A-5 filed 2024-02-21 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | SEC FILE NUMBER 8-32948 | | FACING PAGE | | | | | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------|----------------------------|------------|--|--|--|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING 12/31 /23<br>FILING FOR THE PERIOD BEGINNING O 1/01 /23 | | | | | | | | | | | MM/DD/VY | | MM/DD/VY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME oF FIRM: Signal Securities, Inc. | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□ Major security-based swap participant<br>□ Security-based swap dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | 700 Throckmorton Street | | | | | | | | | | | (No. and Street) | | | | | | | | | Fort Worth | Texas | | 76102 | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Janet Mengis | 817-877-4256 x204 | janet@signalsecurities.com | | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | | B_ ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | Rhodes Osiek Patyk & Company, L.L.P. | | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | 2170 Interstate 20 | Arlington | Texas | 76017 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | 9/22/2009 | | 3881 | I | | | | | | | | rte of Re~stratlon with PCAOBJI• appllcableJ<br>(PCAOB Registration N,mbec, If appllrablel | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by…Read the full text as markdown