Full text of AEGIS INVESTMENTS, INC.'s X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **AEGIS INVESTMENTS, INC.** FINANCIAL STATEMENTS AND SUPPLEMENTARY INFORMATION YEAR ENDED DECEMBER 31, 2021 {1}------------------------------------------------ ### CONTENTS Page | REPORT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 1 | | |---------------------------------------------------------------------------------------------------------|--| | FINANCIAL STATEMENTS<br>Balance Sheet 3 | | | Statement of Income 4 | | | Statement of Changes in Stockholder's Equity 5 | | | Statement of Cash Flows 6 | | | Notes to Financial Statements 7-9 | | | SUPPLEMENTARY INFORMATION<br>Schedule I, Computation of Net Capital Under Rule 15C3-1 10 | | | Schedule II, Computation for Determination of<br>Reserve Requirements Under Rule 15C3-3 (Exemption) 11 | | | Schedule III, Information for Possession or Control Requirements<br>Under Rule 15C3-3 (Exemption) 12 | | {2}------------------------------------------------  # **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** The Board of Directors and Stockholder Aegis Investments, Inc. Minneapolis, Minnesota # **Opinion on the Financial Statements** We have audited the accompanying balance sheet of Aegis Investments, Inc. (the "Company") as of December 31, 2021, the related statements of income, changes in stockholder's equity, and cash flows, for the year ended December 31, 2021, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of December 31, 2021, and the results of its operations and its cash flows for the year ended December 31, 2021, in conformity with accounting principles generally accepted in the United States of America. # **Basis for Opinion** These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the a…Read the full text as markdown