Full text of AEGIS INVESTMENTS, INC.'s X-17A-5 filed 2025-02-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response: 12 | |----------------------------------------------------------------------|----------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------|---------------|----------------------------------------------------| | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-33137 | | | | PART 111 | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities E><change Act of 1934 | | | | FILING FOR THE PERIOD BEGINNING _ | | 0_1_/_0_1/_2_0_24 __<br>__<br>MM/DD/YY | AND ENDING | ___<br>1_2_/_3_1!_2_02_4 __<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | __ | A_E_G_I_S_I_N_V_E_S_T_M_E_N_T_S_,_IN_C_. | | ____________<br>_ | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dea ler | O Security-based swap dealer<br>0 Check here if respondent is also an OTC derivatives dealer | | | 0 Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 4915 W 35TH STREET, SUITE 100 | | | | | | | (No. and Street) | | | | ST. LOUIS PARK | | MN | | 55416 | | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | LINDA INGLE | | 612-336-4432 | | LINDA@AEGISINVESTMENTS.NET | | (Name) | | (Area Code - Telephone Number} | | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | ELLINGSON & ELLINGSON, LTD. | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | (Name- if individual, state last, first, and middle name) | | | | 5101 VERNON AVES #501<br>(Address) | | EDINA<br>(City) | MN<br>{State} | 55436<br>{Zip Code) | | | | | | | | 11/17/2009 | | | | 3923 | | | | FOR OFFICIAL USE ONLY | | | UNITED **STATES SECURITIES AND EXCHANGE COMMISSION** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 a / Persons who are to respond to the collection of information contained In this form **are** not required to respond unless the form displays a currently valid 0MB control number . {1}------------------------------------------------ # **OATH OR AFFIRMATION** | LINDA INGLE<br>I, | swear (or affirm) that, to the best of my knowledge and belief, the | | |----…Read the full text as markdown