Full text of AEGIS INVESTMENTS, INC.'s X-17A-5 filed 2026-06-22 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** **Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill SEC FILE NUMBER 8-33137 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | | ___<br>0_1_/0_1_/_20_2_5 | __<br>AND ENDING | ____ | 12_/_3_1/_2_0_2_5_<br>MM/DD/VY | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|------------------------------------------|--| | | | MM/DD/VY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | __<br>NAME OF FIRM: | | A_E_G_I_S_IN_V_E_S_TM_E_N_T_S_, _IN_C_. | ____________ | | _ | | | TYPE OF REGISTRANT (check all applicable boxes):<br>l;iQ Broker-dealer | D Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | D Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 4915 W 35TH STREET, SUITE 100 | | | | | | | | | (No. and Street) | | | | | | ST. LOUIS PARK | | | MN | | 55416 | | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | LINDA INGLE | | 612-336-4432 | LINDA@AEGISINVESTMENTS.NET | | | | | (Name) | | (Area Code -Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | | | | ELLINGSON & ELLINGSON, LTD. | | (Name - if individual, state last, first, and middle name) | | | | | | 5101 VERNON AVES #501 | | EDINA | | MN | 55436 | | | (Address) | | (City) | | (State) | (Zip Code) | | | 11/17/2009 | | | 3923 | | | | | l" | of R,g;m,uoo w;th PCAOB)Of appUcableJ | | | | (PCAOB R,g;m,uoo N,mbe<, ;r apPlkabl,J I | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by t…Read the full text as markdown