Full text of AEGIS INVESTMENTS, INC.'s X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES ANO EXCHANGE COMMISSION Washington, D.C. 20549** | 0MB APPROVAL | |---------------------------| | 0MB Number: 3235-0123 | | Expires: Oct. 31, 2023 | | Estimat ed average burden | | hours per response:<br>12 | | SEC FILE NUMBER | 8-33137 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | FACING PAGE | | |-------------|--| | | | **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ___<br>0_1/_0_1_/2_0_2_3<br>MM/DD/VY | __ AND ENDING ___ | __<br>1_2_/_3_1/_2_0_23<br>MM/DD/VY | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|----------------------------|-------------------------------------------|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | __<br>NAME OF FIRM: | A_E_G_I_S_I_N_V_E_S_T_M_E_N_T_S_,_I_N_C_. | ____________ | _ | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Major security-based swap participant<br>!XI Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 4915 W 35TH STREET, SUITE 100 | | | | | | | | | (No. and Street) | | | | | | | ST. LOUIS PARK | MN | | 55416 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | LINDA INGLE | 612-336-4432 | LINDA@AEGISINVESTMENTS.NET | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | ELLINGSON & ELLINGSON, LTD. | (Name - if individual, state last, first, and middle name) | | | | | | | 5101 VERNON AVES #501 | EDINA | MN | 55436 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | | | | | 11/17/2009 | | | 3923<br>I | | | | | rte of Re"st"Uoo with PCAOB )(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Re,;,tc,foo N,mbe<, if applicable) | | | | "'Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement…Read the full text as markdown